CONFIDENTIAL — FEBRUARY 2026
Seed Round: $2.5M at $10M Pre-Money
THE OPPORTUNITY
in US wealth management.
Allocated by gut feel.
THE PROBLEM
No one has mapped the connections.
THE SOLUTION
Every advisor, every model portfolio, every client — encoded as DNA. Matched by intelligence, not intuition.
CORE ARCHITECTURE
Advisor DNA
Investment philosophy, client base, beliefs
Client DNA
Risk capacity, behavior, life stage
Model DNA
Risk signature, style drift, factors
Six vectors of intelligent matching — No one else does even one.
HOW IT WORKS
Encode advisor, model, and client into DNA profiles
Intelligent alignment across all three dimensions
Presentations, proposals, and compliance — in minutes
THE PLATFORM
Model Marketplace
72+ portfolios with full DNA profiles and risk decomposition
Practice Marketplace
DNA-matched M&A for the $3T succession crisis
Client Journey
Discovery to compliant proposal in one flow
Practice Economics
20+ inputs, 5 industry sources. Free to advisors.
ETF Research
Real-time factor exposure, holdings overlap, comparisons
Growth Projector
AUM curves, fee compression, breakeven for asset managers
OUR DATA
SEC-registered RIA firms in our database
Sourced from SEC IAPD bulk data. Every firm. Every filing. Every ADV.
REAL DATA. REAL FIRMS.
69
model portfolios
243,527
daily return data points
10 real firms. Production data. Not a demo.
MARKET
$128T
Total AUM under management
30K
RIA firms in the US
300K
Financial advisors
We need 0.3% of TAM to reach $100M ARR.
BUSINESS MODEL
01 SAAS
Subscriptions
Advisor-level recurring revenue
$49 — $499/mo per seat
02 MARKETPLACE
Transactions
2–5% on practice sales
Model distribution fees
03 DATA
Licensing
Anonymized DNA intelligence
for institutions and custodians
PRICING
ESSENTIALS
$49
/month
Solo advisors
Core DNA matching
PROFESSIONAL
$199
/month
Teams + full DNA
Practice economics
ENTERPRISE
$499
/month
Firms + API access
White-label + data
MARKETPLACE
37% of advisors are over 55. Fewer than 30% have a succession plan. Our Practice Marketplace matches buyers and sellers by DNA.
2–5%
transaction fee on practice sales
$3T
AUM changing hands this decade
Every advisor who joins makes matching smarter. Every model added makes recommendations better. Every client profiled deepens the DNA map. The more they use it, the harder it is to leave.
TRACTION
COMPETITION
Nitrogen
$450/month for a risk questionnaire.
Botched rebrand from Riskalyze.
No AI. No marketplace. No ecosystem.
StratiFi
Pages return 404 errors.
No public pricing.
No developer platform. No DNA matching.
COMPARISON
| riskDNA | Nitrogen | StratiFi | |
|---|---|---|---|
| AI-native architecture | ● | — | — |
| Three-sided DNA matching | ● | — | — |
| Practice Marketplace | ● | — | — |
| Model Marketplace | ● | — | — |
| Developer ecosystem (MCP) | ● | — | — |
| GPT Store integration | ● | — | — |
| Practice economics | ● | — | — |
| Price | $49–499 | $450 | N/A |
FINANCIALS
TRAJECTORY
85%+
Gross margin
15:1
LTV:CAC ratio
130%+
Net revenue retention
LEADERSHIP
Kyle Wiggs
CEO
Product architect. Built the platform end-to-end. Deep expertise in financial technology and AI systems.
Brad Roth
PRESIDENT
Decades in wealth management. Industry relationships. Understands the advisor world from the inside.
Carlos Simoes
CTO
Engineering leadership. Infrastructure and scale. From prototype to production platform.
THE ASK
Seed Round
$10M pre-money valuation
18-month runway to Series A at $40M+
USE OF FUNDS
Engineering
40%
Scale platform. 3 engineers. Real-time pipelines. Enterprise features.
Go-to-Market
25%
First 1,000 advisors. Conferences. Custodian partnerships.
Data
20%
Full coverage. Model ingestion automation. Real-time feeds.
Operations
15%
Legal. Compliance. Infrastructure.
What's your
The Intelligence Layer for Wealth Management
riskdna.ai
Kyle Wiggs — kyle@riskdna.ai
Brad Roth — brad@riskdna.ai
Carlos Simões — carlos@riskdna.ai
Confidential — February 2026